> Markdown version of [/jobs/ext/1758986-advisory-solutions-lead](https://www.wearedevelopers.com/jobs/ext/1758986-advisory-solutions-lead). Every page supports `.md` or `Accept: text/markdown`. Links point to the HTML versions so they work for humans too. Agent guide: [/agents.md](https://www.wearedevelopers.com/agents.md). --- # Advisory Solutions Lead - **Company:** Rbc Capital Markets - **Location:** Minneapolis, MN, United States - **Experience:** Expert - **Salary:** $90,000.0 - $160,000.0 - **Contract:** Permanent contract - **Skills:** Salesforce.Com, Web Pages, Pega - **Published:** July 31, 2026 - **Apply:** https://www.juju.com/job/00000000gknvfp ## About the Role BA/BS in business, finance or related fields. 5+ years of experience in financial services, investment advisory services, securities, or financial markets. Series 7 license (willingness to obtain) Minimum 5 years' industry experience, preferably in advisory, compliance, or risk functions Proficiencies in advisory products, operation functions, disclosure management and RBC systems. Detail-oriented with high motivation, strong initiative, and ability to prioritize and manage unstructured tasks with minimal guidance. Excellent verbal and written communication skills, with demonstrated proficiency in technical writing. Proven ability to communicate and collaborate effectively with stakeholders across all organizational levels. Natural curiosity with strong critical thinking and problem-solving skills; solid understanding of the wealth management industry. Willingness to rapidly learn new skills and adapt to emerging technologies., Advisory Services, Business Oriented, Communication, Decision Making, Legal Disclosures, Organizational Change Management, Product Risk, Program Management, Project Implementations, Regulatory Reporting, Resource Coordination, Results-Oriented, Risk Assessments, Team Management, Technical Knowledge, Time Management, Bachelor Degree ## Description We are seeking an experienced Advisory Solutions Lead to join our Advisory Programs team at RBC. As an Advisory Solutions Lead, you'll partner with Product Management teams, Legal, Compliance and Risk to drive both strategic initiatives and seamless day-to-day execution across our advisory channels; identifying potential vulnerabilities, guiding stakeholders through complex issues, and ensuring our advisory business operates with integrity and regulatory excellence. This is a high-visibility position where your expertise directly protects the firm. What will you do? Risk Leadership & Escalation Management Serve as the primary escalation point for all advisory risk issues involving compliance, legal, risk teams, and internal and external stakeholders. Own escalations end-to-end: intake, analysis, resolution, and documentation. Proactively identify emerging risks and recommend mitigation strategies. Serve as subject matter expert during compliance testing, audits, regulatory reporting, and legal/compliance investigations. Support internal and external audit teams with advisory-specific inquiries. Strategic Advisory Expertise Participate in cross-functional project meetings as the advisory subject matter expert. Provide clear guidance and direction on risk implications and understand where there are legal and regulatory considerations. Platform & Technical Operations Support and maintain core RBC technical platforms including RBC Infinity (Pega Workflow), Salesforce, Wealth Management Online (WMO), AdvisoryLink (Envestnet), and Account Opening & Servicing (Docupace); ensure systems meet current advisory platform needs and drive year-over-year technical enhancements. Identify, prioritize, and advocate for technical enhancements and system improvements. Troubleshoot platform issues and coordinate resolution with technical teams to minimize risk and operational disruption. Stay current on platform capabilities and best practices to optimize advisory operations and user adoption. Disclosure Management Own the quarterly disclosure update cycle for RBC's investment advisory contracts, terms and conditions, and disclosure documents (Form ADV, Part 2A). Facilitate senior executive committee meetings to present disclosure changes, address questions, and secure organizational alignment. Manage and coordinate advisory content updates including policies, procedures, internal and external web pages, and marketing materials. Governance & Committee Representation Represent Advisory Programs on Conflicts of Interest, Disclosure Management, Product Risk Review, and ADV committees. ## Related Videos - [Blazing Fast Page Navigation with Speculation Rules](https://www.wearedevelopers.com/videos/1570-blazing-fast-page-navigation-with-speculation-rules) - [Beyond Authority: Why Great Leaders Never Stop Growing](https://www.wearedevelopers.com/videos/1307-beyond-authority-why-great-leaders-never-stop-growing) - [Inspiring Young People (and Their Parents) to Become Programmers - Cassandra Chin](https://www.wearedevelopers.com/videos/1760-inspiring-young-people-and-their-parents-to-become-programmers-cassandra-chin) - [Microservices architecture as a key element in building trading systems for global finance markets](https://www.wearedevelopers.com/videos/1196-microservices-architecture-as-a-key-element-in-building-trading-systems-for-global-finance-markets) - [Hiring Technical Leaders: Promote from Within or Go External?](https://www.wearedevelopers.com/videos/100167-hiring-technical-leaders-promote-from-within-or-go-external) - [Jamstack and Web Performance, a match made in heaven](https://www.wearedevelopers.com/videos/169-jamstack-and-web-performance-a-match-made-in-heaven) ## Related Articles - [Best Companies to work for in London: Top 25 Companies in 2023](https://www.wearedevelopers.com/magazine/187-best-companies-to-work-for-in-london-top-25-companies-in-2023) - [Events like RSAC Get You CISOs. Developers Decide What Actually Gets Deployed.](https://www.wearedevelopers.com/magazine/693-events-like-rsac-get-you-cisos-developers-decide-what-actually-gets-deployed) - [From developer to manager – what does it take to become an engineering manager?](https://www.wearedevelopers.com/magazine/42-from-developer-to-manager-what-does-it-take-to-become-an-engineering-manager) - [Best Companies to Work For in Berlin: Top 14 Companies in 2023 ](https://www.wearedevelopers.com/magazine/188-best-companies-to-work-for-in-berlin-top-14-companies-in-2023) - [Promotion Interview Questions: How to Answer and Get the Job](https://www.wearedevelopers.com/magazine/413-promotion-interview-questions-how-to-answer-and-get-the-job) - [Data Analyst Salary in the UK](https://www.wearedevelopers.com/magazine/278-data-analyst-salary-in-the-uk)