> Markdown version of [/jobs/ext/259426-head-of-compliance-gemini-galactic-markets-llc](https://www.wearedevelopers.com/jobs/ext/259426-head-of-compliance-gemini-galactic-markets-llc). Every page supports `.md` or `Accept: text/markdown`. Links point to the HTML versions so they work for humans too. Agent guide: [/agents.md](https://www.wearedevelopers.com/agents.md). --- # Head of Compliance, Gemini Galactic Markets, LLC - **Company:** Gemini Trust Company, LLC. - **Location:** New York, NY, United States (Remote available) - **Experience:** Expert - **Salary:** $150,500.0 - $279,500.0 - **Contract:** Permanent contract - **Skills:** Algorithmic Trading, Applicant Tracking Systems, Digital Assets - **Published:** May 19, 2026 - **Apply:** https://www.indeed.com/viewjob?jk=8eabb7b57f56bc6f ## About the Role Do you have experience in Writing skills?, Do you have a Bachelor's degree?, * BA/BS degree * Active FINRA Series 7, 63, and 24 licenses; NFA Series 3 (or ability to obtain within 120 days of hire) * 10+ years of securities and/or commodities regulatory compliance experience * Deep expertise in broker-dealer and/or FCM operations and the associated regulatory frameworks * Strong understanding of FINRA, SEC, CFTC, and NFA compliance requirements * Comfort working in a technology-forward environment * Superior writing skills, including the ability to analyze and assess large amounts of information into succinct responses * Authorization to work in the United States and fluency in English, * Advanced degree/certifications, e.g. JD, MBA * Familiarity with virtual currencies, digital transfer platforms, ATS * Strong cross-functional collaboration skills * Interest in building the future of compliance and an owner's mindset to your work * Experience with surveillance and supervision across securities and derivatives at a multi-registrant firm ## Description The Role: Head of Compliance, Gemini Galactic Markets, LLC Gemini is seeking a dynamic self-starter to lead our broker dealer and future commission merchant compliance program. This role requires deep expertise across federal securities and commodities regulation, SEC, FINRA, CFTC, and NFA, with hands-on experience building and running compliance programs at a retail-facing brokerage and FCM. The ideal candidate has strong command of supervisory and surveillance operations across listed securities and derivatives, financial and segregation reporting obligations, and familiarity with digital assets. This role will report into Gemini's Global Chief Compliance Officer., * Provide compliance advisory and support to the broker-dealer business and oversee the development of the broker-dealer compliance program * Oversee the FCM compliance program, including the firm's risk management program and annual CCO report * Oversee daily customer segregation computations and related financial and regulatory filings across both the broker-dealer and FCM * Supervise trade and market surveillance across the firm's securities and derivatives products * Serve as the primary point of contact for FINRA, NFA, SEC, and CFTC exams and inquiries * Maintain the firm's AML program covering both broker-dealer and FCM activities * Draft, maintain, and implement Written Supervisory Procedures and other internal policies and procedures * Collaborate cross-functionally with technology, product, and legal teams on trading system operations to ensure compliance with regulation and regulatory expectations * Advise on core compliance matters including registrations, employee trading, outside business activities, and continuing education requirements * Review and approve advertising, marketing, and sales materials ## Related Videos - [Microservices architecture as a key element in building trading systems for global finance markets](https://www.wearedevelopers.com/videos/1196-microservices-architecture-as-a-key-element-in-building-trading-systems-for-global-finance-markets) - [Tokenization of Everything: Where the Real World Meets Blockchain](https://www.wearedevelopers.com/videos/1035-tokenization-of-everything-where-the-real-world-meets-blockchain) - [AI in Recruiting: What Works, What Fails - Real Lessons from Office & Volume Hiring](https://www.wearedevelopers.com/videos/100060-ai-in-recruiting-what-works-what-fails-real-lessons-from-office-volume-hiring) - [Great DevEx and Regulatory Compliance - Possible?](https://www.wearedevelopers.com/videos/1426-great-devex-and-regulatory-compliance-possible) - [Run on Bitcoin](https://www.wearedevelopers.com/videos/29-run-on-bitcoin) - [WeAreDevelopers LIVE – From JavaScript to WebAssembly, High-Performance Charting and More](https://www.wearedevelopers.com/videos/1794-wearedevelopers-live-from-javascript-to-webassembly-high-performance-charting-and-more) ## Related Articles - [DeepMind Gemini: Google’s Newest Chatbot](https://www.wearedevelopers.com/magazine/341-deepmind-gemini-google-s-newest-chatbot) - [13 AI Tools You Have to Try](https://www.wearedevelopers.com/magazine/219-13-ai-tools-you-have-to-try) - [16 Ways Developers Can Use ChatGPT-4 and GPT-4o](https://www.wearedevelopers.com/magazine/204-16-ways-developers-can-use-chatgpt-4-and-gpt-4o) - [Dev Digest 161: Gemini 2.5, AI killing search, EU A11Y Act](https://www.wearedevelopers.com/magazine/569-dev-digest-161-gemini-2-5-ai-killing-search-eu-a11y-act) - [Quick guide: How to write a Software Developer CV](https://www.wearedevelopers.com/magazine/37-quick-guide-how-to-write-a-software-developer-cv) - [Starter Kit For Job Applications For Developers](https://www.wearedevelopers.com/magazine/7-starter-kit-for-job-applications-for-developers)