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# Compliance & Technology Associate

- **Company:** ELLENBECKER INVESTMENT GROUP, INC.
- **Location:** Waukesha, WI, United States
- **Contract:** Permanent contract
- **Skills:** Office365, User Administration
- **Published:** August 10, 2026
- **Apply:** https://www.indeed.com/viewjob?jk=dd84f03142f98782

## About the Role

We're looking for someone who is:

 * Detail-oriented and highly organized
 * Curious and eager to learn
 * Comfortable with technology and troubleshooting
 * A strong communicator with a service-first mindset
 * Able to manage confidential information with professionalism and integrity
 * Experienced within a Registered Investment Adviser (RIA), broker-dealer, financial institution, or regulated industry preferred.
 * Has a strong understanding of Microsoft 365 applications and business technology systems.
 * Motivated to grow their career within the financial services industry, * High school or equivalent (Preferred)

## Description

In this highly visible role, you'll partner closely with our Chief Compliance Officer and team members throughout the firm to:

Support regulatory filings, compliance monitoring, recordkeeping, and policy administration

Assist with employee compliance training and ongoing compliance initiatives

Help maintain and strengthen EIG's compliance program

Serve as the first point of contact for internal technology support

Troubleshoot technology issues and coordinate solutions with external technology partners

Assist with technology systems, user administration, and ongoing operational improvements

Contribute to special projects that improve processes, efficiency, and the employee experience

This position blends analytical thinking, problem-solving, and service excellence, making it ideal for someone who enjoys learning new systems and helping others succeed.


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