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# Chief Compliance Officer

- **Company:** Cardea Group
- **Location:** West Palm Beach, FL, United States
- **Experience:** Expert
- **Salary:** $200,000.0 - $300,000.0
- **Contract:** Permanent contract
- **Skills:** Artificial Intelligence, Machine Learning
- **Published:** October 20, 2026
- **Apply:** https://www.juju.com/job/2_166233973

## About the Role

* 10+ years of relevant experience.
 * Substantial in-house compliance experience within private equity, private credit, or a comparable investment management environment leading or meaningfully owning a comprehensive compliance program.
 * Experience as a CCO or in a sufficiently senior compliance leadership position to step directly into the CCO role immediately.
 * Energetic, collaborative, and team-oriented approach with a desire to become deeply integrated within the organization.
 * JD or legal background is welcome but not required.
 * New York-based candidates are preferred. xrbllit The firm will also consider exceptional candidates based in West Palm Beach who are able to travel to New York regularly.

## Description

* Own the firm's compliance program, overseeing the function from end to end, including policies and procedures, monitoring, testing, regulatory requirements, and ongoing program enhancements.
 * Evaluate the existing compliance framework and continue to evolve the program alongside the growth and increasing complexity of the firm.
 * Oversee the Code of Ethics, including personal trading, gifts and entertainment, political contributions, outside business activities, and conflicts of interest.
 * Oversee compliance with the SEC's marketing rule, including review and approval of marketing materials, pitch decks, RFPs, and investor communications.
 * Provide practical, commercially minded compliance guidance to the broader business on regulatory matters.
 * Lead regulatory examination preparedness and ongoing testing of the compliance program; manage and coordinate SEC examinations, deficiency responses, and remediation efforts, as needed.
 * Engage with current and prospective investors regarding the firm's compliance program and related matters.
 * Assist in development and implementation of a firm-wide AI governance and acceptable-use policy.
 * Assess regulatory, data privacy, cybersecurity, and model risk considerations related to AI and machine-learning tools.
 * Establish controls around data sourcing, vendor due diligence, documentation, and human oversight.
 * Monitor regulatory developments related to AI usage within investment management.
 * Support the firm's corporate governance framework, including maintaining committee charters, meeting schedules, minutes, and related records.
 * Manage relationships with external compliance consultants and other third-party advisors.
 * Partner closely with the CFO, CLO, investment professionals, and other senior stakeholders across the organization.
 * Evaluate the future needs of the compliance function and help build out the team as appropriate over time.