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# Monitoring Analyst Series 7

- **Company:** EXPERT RECRUITING SOLUTIONS, LLC
- **Location:** New York, NY, United States
- **Experience:** Expert
- **Contract:** Permanent contract
- **Skills:** Algorithmic Trading, Applicant Tracking Systems
- **Published:** October 29, 2026
- **Apply:** https://www.thejobnetwork.com/job/16f0f450-e3b8-41ba-bb98-2f0c8f35fe51/monitoring-analyst-series-

## About the Role

* Active Client Series 7 license required.
 * 3 5 years of experience in trade surveillance, transaction monitoring, or broker-dealer compliance/operations.
 * Monitor trading activity, identify unusual or suspicious transactions, and escalate potential regulatory or compliance concerns.
 * Familiarity with broker-dealer operations, trade lifecycle, market regulations, and surveillance controls.
 * Experience investigating trading alerts, documenting findings, and supporting compliance reporting.
 * Prior experience with Alternative Trading Systems (ATS) or electronic trading platforms is highly desirable.

Must be willing and available to work overnight shifts and weekends in a 24/7 operational environment