> Markdown version of [/jobs/ext/587341-outsourced-consultant-chief-compliance-officer-broker-dealer](https://www.wearedevelopers.com/jobs/ext/587341-outsourced-consultant-chief-compliance-officer-broker-dealer). Every page supports `.md` or `Accept: text/markdown`. Links point to the HTML versions so they work for humans too. Agent guide: [/agents.md](https://www.wearedevelopers.com/agents.md).

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# Outsourced Consultant: Chief Compliance Officer Broker-Dealer

- **Company:** SINE QUA NON GLOBAL LLC
- **Location:** United States (Remote available)
- **Experience:** Expert
- **Salary:** $150,000.0 - $175,000.0
- **Contract:** Permanent contract
- **Skills:** Asana, Productivity Software
- **Published:** June 17, 2026
- **Apply:** https://www.indeed.com/viewjob?jk=0d47a3e1c882c2b1

## About the Role

Do you have experience in Productivity software?, · Active Series 24, Series 79, and Series 4 licenses (required).

· Demonstrated experience with FINRA and SEC regulatory requirements.

· Prior experience serving in a Chief Compliance Officer capacity is extremely helpful.

· Strong proficiency in Microsoft Office products (required); working knowledge of Asana is a plus.

What will make you successful

· Strong time management across competing priorities.

· A bias toward taking initiative on assigned projects.

· Strong interpersonal skills.

· The ability to work effectively as part of a team.

What will set you apart

Candidates with experience in FinTech, Options, and Investment banking will have a strong advantage in securing an interview.

## Description

SQN Global, LLC is seeking an experienced compliance professional to serve in an outsourced Chief Compliance Officer capacity for our broker-dealer clients. This is a hands-on role for someone who thrives on ownership, juggling multiple engagements, and partnering closely with client firms to keep them in step with FINRA and SEC requirements.


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