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Agent guide: [/agents.md](https://www.wearedevelopers.com/agents.md). --- # Assistant Vice President of Compliance - **Company:** Monroe Capital LLC - **Location:** New York, NY, United States - **Experience:** Expert - **Salary:** $160,000.0 - $175,000.0 - **Contract:** Permanent contract - **Skills:** Data Analysis, Office Suite - **Published:** June 24, 2026 - **Apply:** https://www.indeed.com/viewjob?jk=9d07ec9d8ff6218f ## About the Role Do you have experience in Phone communication?, * 7+ years of related experience (within the compliance function of a SEC registered investment adviser and FINRA registered firm) * FINRA Series 7 and/or Series 24 preferred * Knowledge of sophisticated investment offerings across multiple jurisdictions, ideally with a focus on private credit and with exposure to private equity style funds, BDCs, real estate investment trusts, and other emerging investment products, * Communication: Able to communicate effectively in person, over the phone, and through electronic methods as required to perform essential job duties. ## Description Monroe Capital is seeking an experience and strategic compliance Assistant Vice President of Compliance to assist in implementing and overseeing the firm's global regulatory compliance program. This role will work closely with the firm's Head of Compliance & Operational Risk, Chief Compliance Officer (CCO) to implement, maintain, and oversee strategy, programs, policies, and practices with regards to regulatory compliance and risk mitigation for its registered investment advisor and broker-dealer entities. The Firm is seeking a candidate that will bring valuable expertise and be able to effectively communicate with internal and external stakeholders on complex compliance matters in a direct and simple manner. The Assistant Vice President of Compliance must be confident and proactive, with the versatility of assisting and managing micro and macro compliance activities and actions., * Assist with further developing and managing the Firm's risk management program, including in-depth analysis of procedures within various departments to identify process improvements in terms of efficiency (including systems recommendations) and risk mitigation * Identify areas of further development within the compliance program as the Firm's continues to rapidly grow * Establish a proactive presence with the management team with a focus on strategic business planning and development of the compliance oversight program, and risk mitigation associated with new organizational initiatives * Assist with updating and maintain the compliance programs for the Firm's registered investment advisors, business development companies ("BDCs") and other investment products * Manage outsourced third-party compliance relationships (vendors, consultants, etc) * Foster a compliance culture for efficiently and effectively managing compliance throughout the organization * Implement and maintain a Broker/Dealer compliance program consistent with FINRA requirements, * Stationary Work: Able to remain in a stationary position for extended periods while performing computer work, phone communication, and administrative tasks. * Movement: Occasionally moves about the office to access files, supplies, meeting rooms, or other work areas. * Reaching/Positioning: Occasionally positions self to access shelves, organize materials, or retrieve office supplies. * Computer and Equipment Use: Regularly operates a computer and other standard office productivity equipment (e.g., phone, printer, copier). ## Related Videos - [Microservices architecture as a key element in building trading systems for global finance markets](https://www.wearedevelopers.com/videos/1196-microservices-architecture-as-a-key-element-in-building-trading-systems-for-global-finance-markets) - [One Platform Could Not Fit Them All](https://www.wearedevelopers.com/videos/1919-one-platform-could-not-fit-them-all) - [Data Science in Retail](https://www.wearedevelopers.com/videos/586-data-science-in-retail) - [How Sparking Developer Joy Unlocks Developer Productivity](https://www.wearedevelopers.com/videos/613-how-sparking-developer-joy-unlocks-developer-productivity) - [Data Science on Software Data](https://www.wearedevelopers.com/videos/162-data-science-on-software-data) - [Navigating Growth, Scaling Challenges, and Office Expansions with David Singleton, CTO at Stripe](https://www.wearedevelopers.com/videos/100362-navigating-growth-scaling-challenges-and-office-expansions-with-david-singleton-cto-at-stripe) ## Related Articles - [Everything a Developer Needs to Know About MCP with Neo4j](https://www.wearedevelopers.com/magazine/604-everything-a-developer-needs-to-know-about-mcp-with-neo4j) - [Data Analyst Salary in Switzerland](https://www.wearedevelopers.com/magazine/276-data-analyst-salary-in-switzerland) - [Coffee with Developers - Maria Apazoglou - Making AI understandable for all in production](https://www.wearedevelopers.com/magazine/475-coffee-with-developers-maria-apazoglou-making-ai-understandable-for-all-in-production) - [Best Companies to Work For in Paris: Top 25 Companies in 2023 ](https://www.wearedevelopers.com/magazine/190-best-companies-to-work-for-in-paris-top-25-companies-in-2023) - [Data Analyst Salary in the UK](https://www.wearedevelopers.com/magazine/278-data-analyst-salary-in-the-uk) - [7 Important Tips That Every Software Developer Should Know](https://www.wearedevelopers.com/magazine/101-7-important-tips-that-every-software-developer-should-know)