IT Audit / Electronic Trading Controls Consultant

Perform technology and controls reviews of electronic trading platforms and processes Evaluate controls related to order handling, execution, market conduct, security, availability, performance, and data integrity Review system architecture, application logic, technical documentation, and source code Design and execute audit test procedures, including walkthroughs, code reviews, re-performance, and data analysis Support BAU and regulatory-driven audit activities Collaborate with Technology, Engineering, Trading, Risk, Compliance, and Internal Audit teams Use AI-assisted tools such as Copilot for code analysis while independently validating results Document audit findings, control gaps, testing evidence, and remediation activities

Need a 12+ Years profile

4 5+ years of experience in Electronic Trading, Technology Audit, Technology Risk/Controls, Engineering Controls, or Internal Audit Strong understanding of Electronic Trading technology and automated trading environments Experience with Equities, Equity Options, and Derivatives is highly preferred Candidates with relevant FX or Credit Electronic Trading experience will also be considered Ability to understand technical implementations and identify business and regulatory controls within trading applications Programming/code literacy with exposure to Java and/or Python Experience with Technology Controls, Application Security, Data Integrity, Change Management, System Availability, Performance, and Technology Risk Management Experience using SQL, Python, or similar tools for data analysis is preferred Knowledge of capital markets, electronic market structure, trading workflows, and order lifecycle Certifications such as CISA, CISSP, CISM, CFA, or Series 7 are a plus

Preferred Background: Candidates with experience working for a global bank, investment bank, hedge fund, asset manager, or other institutional trading organization are highly preferred.