Lead Investment Compliance Systems/Data Analyst - Remote EST Hours
Role details
Job location
Tech stack
Job description
Lead Systems/Data analyst that is strong technically SQL ,data modeling, data mapping, python, etc) and has strong investment management experience including Compliance. This person needs to understand the data and be able to move the data from system to systems and have an understanding of what they are doing. This is remote and long term, We are seeking a Lead Compliance Systems/Data Analyst to support compliance monitoring, investment guideline management, and data readiness across investment management platforms. This role is focused on ensuring accurate, complete, and timely data is available to support compliance rules, surveillance processes, and regulatory requirements. The successful candidate will work closely with compliance, investment operations, data management, and technology teams to support ongoing integration and operational initiatives., * Partner with compliance teams to identify data requirements supporting investment guideline monitoring and regulatory oversight.
- Analyze and validate data used within compliance and investment management platforms.
- Ensure accurate data flows across security master, reference data, order management, and compliance systems.
- Investigate and resolve data quality issues impacting compliance monitoring.
- Support implementation and enhancement of compliance-related workflows and controls.
- Assist with requirements gathering, documentation, testing, and process improvement initiatives.
- Coordinate with business and technology stakeholders to ensure data availability and integrity.
- Produce reporting and analysis supporting compliance operations and audits.
Requirements
- 5+ years of experience within investment management, asset management, compliance operations, or financial services.
- SQL, data analysis, and data governance experience.
- Strong understanding of investment data and operational workflows.
- Experience supporting compliance programs and regulatory reporting requirements.
- Excellent analytical and problem-solving skills.
- Strong communication and stakeholder management capabilities.
Preferred Experience
- Charles River, Aladdin, Sentinel, or similar compliance monitoring platforms.
- Security master, reference data, and order management systems.
- Experience supporting enterprise data integration initiatives.
Benefits & conditions
Estimated Min Rate: $65.00
Estimated Max Rate: $80.00
What's In It for You? We welcome you to be a part of the largest and legendary global staffing companies to meet your career aspirations. Yoh's network of client companies has been employing professionals like you for over 65 years in the U.S., UK and Canada. Join Yoh's extensive talent community that will provide you with access to Yoh's vast network of opportunities and gain access to this exclusive opportunity available to you. Benefit eligibility is in accordance with applicable laws and client requirements. Benefits include:
- Medical, Prescription, Dental & Vision Benefits (for employees working 20+ hours per week)
- Health Savings Account (HSA) (for employees working 20+ hours per week)
- Life & Disability Insurance (for employees working 20+ hours per week)
- MetLife Voluntary Benefits
- Employee Assistance Program (EAP)
- 401K Retirement Savings Plan
- Direct Deposit & weekly epayroll
- Referral Bonus Programs
- Certification and training opportunities