Legal & Compliance - Publicly Offered Funds Compliance, AVP

The Blackstone Group L P
United States
3 months ago

Role details

Contract type
Permanent contract
Employment type
Full-time (> 32 hours)
Experience level
Expert
Experience required
5 years minimum
Compensation
$135,000.0 - $200,000.0
Working hours
Regular working hours
Job source

Tech stack

Microsoft Word Microsoft Excel Microsoft Outlook

Job description

  • Key skills include regulatory interpretation, compliance testing, drafting policies.
  • Coordinate with internal and external teams to manage ongoing due diligence questionnaires.
  • Assist in the annual review of compliance programs for funds.
  • Assist with regulatory filings for the funds.
  • Review compliance policies and procedures for sub-advisers, service providers, and funds.
  • Help monitor and analyze industry and regulatory developments., * Attending client meetings where you are discussing Blackstone products and/or and client questions;
  • Marketing Blackstone funds to new or existing clients;
  • Supervising or training securities licensed employees;
  • Structuring or creating Blackstone funds/products; and
  • Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials.

Note: The above list is not the exhaustive list of activities requiring securities licenses and there may be roles that require review on a case-by-case basis. Please speak with your Blackstone Recruiting contact with any questions.

Requirements

We are seeking an Assistant Vice President to support various compliance-related functions these and future funds. This role is ideal for someone who thrives in a collaborative environment but is also comfortable working independently on detail-oriented tasks., * Strong organizational, attention to detail and issue-spotting skills

  • 5+ years of related experience working in a compliance role or paralegal role.
  • A strong interest in long-term career growth within the organization (5+ years).
  • Familiarity with the Investment Company Act of 1940, Investment Advisers Act and FINRA Rules
  • Proficient in Microsoft Word, Excel and Outlook.
  • Think critically and come up with solutions to solve challenges
  • Proactive in new situations and independently manages projects to conclusion.
  • Bachelor’s degree or equivalent degree.

Benefits & conditions

401(k), Health insurance, Paid time off, Vision insurance, Dental insurance, Flexible spending account, Life insurance, The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by Blackstone in its sole discretion.

Expected annual base salary range:

$135,000 - $200,000

Actual base salary within that range will be determined by several components including but not limited to the individual’s experience, skills, qualifications and job location. For roles located outside of the US, please disregard the posted salary bands as these roles will follow a separate compensation process based on local market comparables.

Additional compensation and benefits offered in connection with the role consist of comprehensive health benefits, including but not limited to medical, dental, vision, and FSA benefits; paid time off; life insurance; 401(k) plan; and discretionary bonuses. Certain employees may also be eligible for equity and other incentive compensation at Blackstone’s sole discretion.

Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, status as a victim of domestic violence, a sex offense or stalking, or any other class or status in accordance with applicable federal, state and local laws. This policy applies to all terms and conditions of employment, including but not limited to hiring, placement, promotion, termination, transfer, leave of absence, compensation, and training. All Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.

If you need a reasonable accommodation to complete your application, please contact Human Resources at 212-583-5000 (US), +44 (0)20 7451 4000 (EMEA) or +852 3656 8600 (APAC).

Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following

About the company

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com. Follow @blackstone on LinkedIn, X, and Instagram., The Publicly Offered Funds team oversees compliance for a range of SEC registered funds, including open-end, exchange-listed closed-end, tender-option, and interval funds as well as business development companies, all which pursue a variety of alternative investment strategies.

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