Monitoring Analyst Series 7
EXPERT RECRUITING SOLUTIONS, LLC
New York, NY, United States
7 days ago
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Role details
Contract type
Permanent contract
Employment type
Full-time (> 32 hours)
Experience level
Expert
Experience required
5 years minimum
Working hours
Shift work
Job source
Tech stack
Algorithmic Trading
Applicant Tracking Systems
Requirements
- Active Client Series 7 license required.
- 3 5 years of experience in trade surveillance, transaction monitoring, or broker-dealer compliance/operations.
- Monitor trading activity, identify unusual or suspicious transactions, and escalate potential regulatory or compliance concerns.
- Familiarity with broker-dealer operations, trade lifecycle, market regulations, and surveillance controls.
- Experience investigating trading alerts, documenting findings, and supporting compliance reporting.
- Prior experience with Alternative Trading Systems (ATS) or electronic trading platforms is highly desirable.
Must be willing and available to work overnight shifts and weekends in a 24/7 operational environment
Apply for this position
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Apply on www.thejobnetwork.com
Prepare application
- Draft this with your agent
- Open in Claude
- Open in ChatGPT
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